Securities and investment advisory products are not guaranteed and may lose value. These materials are for informational purposes only. It is not intended to provide any investment advice or provide the basis for any investment decisions. Please consult a qualified professional before making decisions about your financial situation. Options strategies such as covered calls, cash-secured puts, collars, and protective hedges involve risks of limited upside and potential losses, as premiums or protective costs may not fully offset declines, positions may be assigned or expire worthless, and changing market volatility, timing, or execution can materially affect results. Thus, a client must be willing to accept the enhanced volatility and principal risks associated with such strategies.
As a Registered Investment Adviser, we are committed to transparency. Below are our most recent regulatory filings and brochures, available for your review:
Form ADV, Part 2A – Firm Brochure
Outlines our services, fees, investment strategies, and potential conflicts of interest.
Form ADV, Part 2B – Brochure Supplement
Provides background and qualifications for our investment adviser representatives.
Form CRS – Client Relationship Summary (Part 3)
A brief summary of the services we offer, fees, conflicts of interest, and standards of conduct.
SEC IAPD Link – Latest Filed ADV
View our latest filings on the SEC’s Investment Adviser Public Disclosure (IAPD) website
